Catherine Genty (CRD# 2338209) is an Investment Advisor Representative working at Lpl Financial LLC in Decatur, GA and has over 17 years of experience in the finance industry.
CRD# 7069825
Beacon Global Advisor Network, LLC
CRD# 5338514
Rollins Financial Advisors, LLC
CRD# 5822473
Rockefeller Capital Management
Company Name | Location | Dates | Years |
---|---|---|---|
Lpl Financial LLC | Decatur, GA | May 2022 - Current | 1 |
Cuna Brokerage Services, Inc. | Waverly, IA | Jul 2020 - May 2022 | 1 |
Cuna Mutual Group | Waverly, IA | Jul 2020 - May 2022 | 1 |
Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Apr 2019 - Jun 2020 | 1 |
Cambridge Investment Research, Inc. | Fairfield, IA | Apr 2019 - Jun 2020 | 1 |
Axa Advisors LLC | New York, NY | Sep 2018 - Apr 2019 | < 1 |
E*trade Capital Management LLC | Alpharetta, GA | Oct 2015 - Aug 2018 | 2 |
E*trade Securities LLC | Alpharetta, GA | Oct 2015 - Aug 2018 | 2 |
Axa Advisors, LLC | New York, NY | Jan 2013 - Oct 2015 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Mar 2007 |
- GA
-
Total Assets Under Management463,475MILLIONS
-
Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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