Michelle CaudleCRD Number: 1363568
Current Firm: Harbour Investments, Inc.
Michelle Caudle (CRD# 1363568) is an Investment Advisor Representative working at Harbour Investments, Inc. in Tucson, AZ and has over 32 years of experience in the finance industry.
First Allied Advisory Services, Inc.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Lpl Financial LLC
|Golden Financial||Minocqua, WI||Feb 2011 - Current||7|
|Harbour Investments||Madison, WI||Feb 2011 - Current||7|
|Qa3 Financial Corp||Omaha, NE||Aug 2005 - Feb 2011||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1985|
|S66||NASAA Uniform Combined State Law Examination||Aug 2007|
Total Assets Under Management552MILLIONS
Total Number of Accounts2,508ACCOUNTS
Average Account Value$220,245
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV