Fionah Lopez, financial advisor Upland CA
90 score

Fionah Lopez

CRD Number: 6053883
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fionah Lopez (CRD# 6053883) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Upland, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Upland, CA Apr 2015 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Upland, CA Apr 2015 - Current 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Apr 2015 < 1
Morgan Stanley Los Angeles, CA Mar 2014 - Apr 2015 1
Unemployed Baldwin Park, CA Jun 2013 - Mar 2014 < 1
Jack Harriman & Associates Monrovia, CA Mar 2011 - Jun 2013 2
Various Insurance Carriers For W&r Insurance Agencies Baldwin Park, CA May 2012 - Mar 2013 < 1
Waddell & Reed, Inc. Los Angeles, CA Apr 2012 - Mar 2013 < 1
Amigos Realty West Covina, CA May 2006 - Mar 2011 4
Las Vegas Referral Realty Las Vegas, NV Apr 2006 - Apr 2009 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2012
Contact Info for Fionah C. Lopez
Phone Number: 800-637-7455
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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