Frank SmithCRD Number: 3156945
Current Firm: Sorrento Pacific Financial, LLC
Frank Smith (CRD# 3156945) is an Investment Advisor Representative working at Sorrento Pacific Financial, LLC in Vacherie, LA and has 1 year of experience in the finance industry.
Securities America Advisors, Inc.
Ameriprise Financial Services, Inc.
|Sorrento Pacific Financial, LLC||San Diego, CA||Dec 2005 - Current||12|
|First American Bank And Trust||Vacherie, LA||Jan 2003 - Current||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2016|
|S65||NASAA Investment Advisors Law Examination||Jul 2016|
Total Assets Under Management67MILLIONS
Total Number of Accounts411ACCOUNTS
Average Account Value$163,686
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, FL, HI, IA, IL, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NJ, NM, NY, OK, OR, PA, SC, TN, VA, WI