Frank Smith, financial advisor Vacherie LA
87 score

Frank Smith

CRD Number: 3156945
Current Firm: Sorrento Pacific Financial, LLC

Frank Smith (CRD# 3156945) is an Investment Advisor Representative working at Sorrento Pacific Financial, LLC in Vacherie, LA and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Sorrento Pacific Financial, LLC San Diego, CA Dec 2005 - Current 11
First American Bank And Trust Vacherie, LA Jan 2003 - Current 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2016
S65 NASAA Investment Advisors Law Examination Jul 2016
Contact Info for Frank B. Smith
Phone Number: 858-805-7900
Firm Website: http://mybd.com
Registered State(s):
  • LA
By the Numbers
  • Total Assets Under Management
    67
    MILLIONS
  • Total Number of Accounts
    411
    ACCOUNTS
  • Average Account Value
    $163,686
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, CT, FL, HI, IA, IL, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NJ, NM, NY, OK, OR, PA, SC, TN, VA, WI

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BADGES
87
Clean Record
This advisor has a clean track record with regulators.

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