Gabriel Swan (CRD# 5821532) is an Investment Advisor Representative working at Lpl Financial LLC in Ventura, CA and has over 13 years of experience in the finance industry.
CRD# 4734751
Planmember Securities Corporation
CRD# 1562157
Lpl Financial LLC
CRD# 4208882
Scf Investment Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Ventura, CA | Feb 2024 - Current | < 1 |
| Swan Retirement Planning | Ventura, CA | Oct 2016 - Current | 7 |
| Western International Securities, Inc. | Pasadena, CA | Oct 2017 - Feb 2024 | 6 |
| Ameritas Investment Corp. | Lincoln, NE | Jan 2012 - Oct 2017 | 5 |
| Php Agency, Inc. | Ventura, CA | Jan 2011 - Oct 2017 | 6 |
| Debtmerica | Oxnard, CA | Jan 2011 - Nov 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jan 2011 |
- CA
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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