Shane Roth (CRD# 4594444) is an Investment Advisor Representative working at Harbour Investments, Inc. in Verona, WI and has over 21 years of experience in the finance industry.
CRD# 4902024
Wismed Financial, Inc.
CRD# 5525772
Ameriprise Financial Services, LLC
CRD# 4582706
Trustage Investment Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Harbour Investments, Inc. | Madison, WI | Oct 2021 - Current | 2 |
| Wealth Distribution Strategies | Verona, WI | Oct 2021 - Current | 2 |
| Business Networking International Bni | Charlotte, NC | Sep 2020 - Current | 3 |
| Intralok Health Insurance | Madison, WI | Apr 2009 - Current | 15 |
| Weary Traveler Bar | Madison, WI | Oct 2008 - Current | 15 |
| Transamerica Financial Advisors, Inc. | Madison, WI | Jan 2012 - Oct 2021 | 9 |
| World Financial Group | Madison, WI | Mar 2002 - Oct 2021 | 19 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Jun 2009 |
| S63 | Uniform Securities State Law Examination | Jan 2003 |
- WI
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Total Assets Under Management6,102MILLIONS
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Total Number of Accounts33,564ACCOUNTS
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Average Account Value$181,798
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
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- Selection of other advisers (including private fund managers)
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