Mike Priestley (CRD# 1009437) is an Investment Advisor Representative working at Principal Securities, Inc. in Birmingham, AL and has over 22 years of experience in the finance industry.
CRD# 2842337
Nbc Securities, Inc.
CRD# 6641051
Rfg Advisory, LLC
CRD# 6186795
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Tpc Benefits | Birmingham, AL | Nov 2019 - Current | 4 |
| Principal Life Insurance Company | Birmingham, AL | Oct 2019 - Current | 4 |
| Principal Securities Inc. | Birmingham, AL | Oct 2019 - Current | 4 |
| Mml Investors Services | Vestavia Hills, AL | Nov 2017 - Oct 2019 | 1 |
| Mass Mutual Life Insurance Company | Vestavia Hills, AL | Oct 2017 - Oct 2019 | 2 |
| The Priestley Company Inc. | Vestavia, AL | Nov 1987 - Oct 2019 | 31 |
| Proequities, Inc. | Vestavia Hills, AL | May 2012 - Nov 2017 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2001 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2012 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AL
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Total Assets Under Management12,106MILLIONS
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Total Number of Accounts54,844ACCOUNTS
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Average Account Value$220,730
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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