James WileyCRD Number: 6009174
Current Firm: Ubs Financial Services Inc.
James Wiley (CRD# 6009174) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Vienna, VA and has over 4 years of experience in the finance industry.
David Wealth Management, LLC
Aegis Wealth Management LLC
Palatine Advisors, Inc.
|Ubs Financial Services Inc.||Vienna, VA||Nov 2015 - Current||1|
|Morgan Stanley||Bethesda, MD||Jun 2013 - Nov 2015||2|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||New York, NY||Apr 2012 - Jun 2013||1|
|Vfinance Investments||Livingston, NJ||Sep 2011 - Apr 2012||< 1|
|Independent Legal Courier||Los Angeles County, CA||Jul 2011 - Sep 2011||< 1|
|Unemployed||Altadena, CA||Jun 2011 - Jul 2011||< 1|
|Bucknell University||Lewisburg, PA||Aug 2010 - May 2011||< 1|
|Unemployed||Altadena, CA||Jun 2010 - Aug 2010||< 1|
|Bucknell University||Lewisburg, PA||Aug 2009 - May 2010||< 1|
|Altadena Town And Country Club||Altadena, CA||Jun 2009 - Aug 2009||< 1|
|Bucknell University||Lewisburg, PA||Jan 2009 - May 2009||< 1|
|Bucknell University||Lewisburg, PA||Aug 2008 - Dec 2008||< 1|
|Altadena Town And Country Club||Altadena, CA||Jun 2008 - Aug 2008||< 1|
|Bucknell University||Lewisburg, PA||Dec 2007 - May 2008||< 1|
|Bucknell University||Lewisburg, PA||Aug 2007 - Dec 2007||< 1|
|Altadena Town And Country Club||Altadena, CA||Jun 2007 - Aug 2007||< 1|
|Polytechnic School||Pasadena, CA||Aug 2006 - Jun 2007||< 1|
|Altadena Town And Country Club||Altadena, CA||Jun 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2012|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.