Robin Smith (CRD# 4251358) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Visalia, CA and has 1 year of experience in the finance industry.
CRD# 2413471
Lpl Financial LLC
CRD# 2660356
Lpl Financial LLC
CRD# 4696012
Integrated Wealth Concepts LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Visalia, CA | Dec 2021 - Current | 2 |
| H&r Block | Visalia, CA | Oct 2020 - Dec 2021 | 1 |
| Kentfield Hosptial | San Francisco, CA | Feb 2017 - Dec 2021 | 4 |
| Bluemercury | San Francisco,, CA | May 2019 - Nov 2021 | 2 |
| Tfc Partners | San Francisco, CA | Jan 2019 - Dec 2020 | 1 |
| Livenation | San Francisco, CA | Jun 2018 - Dec 2018 | < 1 |
| Homemaker | San Francisco, CA | Jun 2015 - Feb 2017 | 1 |
| Macys | Broomfield, CA | Apr 2016 - Jun 2016 | < 1 |
| Wells Fargo | San Jose, CA | Nov 2005 - May 2015 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2023 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
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- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
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