Paul Kommer, financial advisor Walnut Creek CA
96 score

Paul Kommer

CRD Number: 1861700
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paul Kommer (CRD# 1861700) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Walnut Creek, CA and has over 25 years of experience in the finance industry. Paul Kommer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alamo, CA Oct 2009 - Current 7
Clayton Valley High School Concord, CA Jan 2006 - Current 10
Banc Of America Investment Services, Inc. Walnut Creek, CA Jun 2007 - Oct 2009 2
Banc Of America Insurance Services, Inc. Walnut Creek, CA Jun 2007 - Oct 2009 2
Morgan Stanley & Company, Inc. Walnut Creek, CA May 2007 - Jun 2007 < 1
Banc Of America Investment Services, Inc. Concord, CA Jul 1999 - May 2007 7
Banc Of America Insurance Services, Inc. Walnut Creek, CA Jul 1999 - May 2007 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1991
S65 NASAA Investment Advisors Law Examination Oct 1997
Contact Info for Paul J. Kommer
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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