Shawn Healy (CRD# 5845177) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Warren, NJ and has over 13 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ubs Financial Services Inc. | Warren, NJ | Jul 2018 - Current | 5 |
| Jpmorgan Chase Bank | Madison, NJ | Jul 2016 - Jul 2018 | 2 |
| Jpmorgan Securities LLC | Madison, NJ | Jul 2016 - Jul 2018 | 2 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Flanders, NJ | Feb 2015 - Jul 2016 | 1 |
| Bank Of America, N.a. | Flanders, NJ | Feb 2015 - Jul 2016 | 1 |
| Lucia Contracting LLC | Long Valley, NJ | Feb 2012 - Dec 2015 | 3 |
| Pnc Bank | Randolph, NJ | Nov 2012 - Feb 2015 | 2 |
| Pnc Investments LLC | Randolph, NJ | Nov 2012 - Feb 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2011 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2011 |
- NJ
- TX
-
Total Assets Under Management702,387MILLIONS
-
Total Number of Accounts1,093,486ACCOUNTS
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Average Account Value$642,338
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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