Robert Lee, financial advisor Warsaw NC
93 score

Robert Lee

CRD Number: 1267390
Current Firm: Investment Advisors

Robert Lee (CRD# 1267390) is an Investment Advisor Representative working at Investment Advisors in Warsaw, NC and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Proequities, Inc. Warsaw, NC Aug 1993 - Current 23
Mutual Benefit Life Charlotte, NC Sep 1985 - Current 31
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1984
S66 NASAA Uniform Combined State Law Examination Dec 2002
Contact Info for Robert A. Lee
Phone Number: 800-288-3035
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    1,998
    MILLIONS
  • Total Number of Accounts
    14,898
    ACCOUNTS
  • Average Account Value
    $134,117
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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