Frank McGoff, financial advisor Warwick RI
93 score

Frank McGoff

CRD Number: 865966
Current Firm: Arlen Capital, LLC

Frank McGoff (CRD# 865966) is an Investment Advisor Representative working at Arlen Capital, LLC in Warwick, RI and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Arlen Methodology, LLC Providence, RI Apr 2006 - Current 10
Arlen Capital, LLC Providence, RI Jun 2001 - Current 15
Royal Alliance Associates, Inc. Providence, RI Apr 2001 - Current 15
Arlen Corporation Providence, RI Jun 2000 - Current 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1999
S65 NASAA Investment Advisors Law Examination Jul 1999
Contact Info for Frank P. McGoff
Phone Number: 401-854-3500
Firm Website: http://www.arlencorp.com
Registered State(s):
  • RI
By the Numbers
  • Total Assets Under Management
    162
    MILLIONS
  • Total Number of Accounts
    523
    ACCOUNTS
  • Average Account Value
    $309,059
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CT, FL, LA, MA, NC, NH, NY, RI, TX, VA

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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