Frank McGoffCRD Number: 865966
Current Firm: Arlen Capital, LLC
Frank McGoff (CRD# 865966) is an Investment Advisor Representative working at Arlen Capital, LLC in Warwick, RI and has over 17 years of experience in the finance industry.
Spinnaker Asset Management Inc.
Financial Independence, LLC
First Financial Advisory Services Inc.
|Arlen Methodology, LLC||Providence, RI||Apr 2006 - Current||10|
|Arlen Capital, LLC||Providence, RI||Jun 2001 - Current||15|
|Royal Alliance Associates, Inc.||Providence, RI||Apr 2001 - Current||15|
|Arlen Corporation||Providence, RI||Jun 2000 - Current||16|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1999|
|S65||NASAA Investment Advisors Law Examination||Jul 1999|
Total Assets Under Management162MILLIONS
Total Number of Accounts523ACCOUNTS
Average Account Value$309,059
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
CT, FL, LA, MA, NC, NH, NY, RI, TX, VA