Sophia Haney, financial advisor Washington DC

Sophia Haney

CRD Number: 6887787
Current Firm: Oppenheimer & Company Inc.

Sophia Haney (CRD# 6887787) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Washington, DC and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Oppenheimer & Company Inc. Washington, DC Dec 2017 - Current 2
Unemployed Washington, DC Nov 2017 - Dec 2017 < 1
Nes Creative New York, NY May 2016 - Nov 2017 1
Unemployed New York, NY Apr 2016 - May 2016 < 1
Merchandise Mart New York, NY Feb 2016 - Apr 2016 < 1
Bethesda Fine Art Gallery Bethesda, MD Oct 2014 - Feb 2016 1
Artstaffing New York, NY Dec 2015 - Dec 2015 < 1
Dc Cruises Washington, DC Apr 2015 - Nov 2015 < 1
Maggie O'neill Fine Art Washington, DC May 2015 - Jun 2015 < 1
University Of British Columbia Vancouver, Sep 2010 - May 2015 4
National Geographic Washington, DC Jan 2015 - Mar 2015 < 1
Oppenheimer & Company Inc. Washington, DC Aug 2014 - Dec 2014 < 1
Ams Art Gallery Vancouver, Sep 2013 - Dec 2013 < 1
Ubc Conferences & Accommodations Vancouver, Apr 2013 - Aug 2013 < 1
Ahva Gallery Vancouver, Sep 2012 - Apr 2013 < 1
Kababji Grill Washington, DC May 2012 - Aug 2012 < 1
Good Stuff Eatery Washington, DC Apr 2012 - Aug 2012 < 1
Kababji Grill Washington, DC May 2011 - Aug 2011 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2019
Contact Info for Sophia E. Haney
Phone Number: 212-668-8000
Registered State(s):
  • DC
By the Numbers
  • Total Assets Under Management
    18,944
    MILLIONS
  • Total Number of Accounts
    24,783
    ACCOUNTS
  • Average Account Value
    $764,407
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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