Katherine Higgins (CRD# 7489383) is an Investment Advisor Representative working at Lpl Financial LLC in Waterville, ME and has 1 year of experience in the finance industry.
CRD# 5332031
J.m. Arbour, LLC
CRD# 1864436
Lpl Financial LLC
CRD# 4098174
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Waterville, ME | Jan 2022 - Current | 2 |
| Golden Pond Wealth Management (lpl Financial) | Waterville, ME | Jan 2022 - Jan 2023 | 1 |
| Silverstein Law, P.a. | Bangor, ME | May 2019 - Jan 2022 | 2 |
| Husson University | Bangor, ME | Aug 2016 - May 2021 | 4 |
| Jersey's Subs & Sweets | Bangor, ME | Jan 2018 - May 2019 | 1 |
| Marshall's Department Store | Bangor, ME | Aug 2016 - May 2018 | 1 |
| John Bapst Memorial High School | Bangor, ME | Aug 2012 - Jun 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2023 |
- ME
-
Total Assets Under Management463,475MILLIONS
-
Total Number of Accounts1,910,545ACCOUNTS
-
Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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