Ivan Figueroa (CRD# 7679048) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Waukegan, IL and has 1 year of experience in the finance industry.
CRD# 5252940
Cetera Investment Advisers LLC
CRD# 1257255
Raymond James Financial Services Advisors, Inc.
CRD# 2424715
Mesirow Financial Investment Management, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Bank Of America, N.a. | Mchenry, IL | Apr 2023 - Current | 1 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mchenry, IL | Dec 2022 - Current | 1 |
Bmo Harris Bank N.a. | Woodstock, IL | Jun 2021 - Dec 2022 | 1 |
Autozone Inc. | Woodstock, IL | Sep 2019 - Jun 2021 | 1 |
Northern Illinois University | Dekalb, IL | Aug 2018 - Dec 2020 | 2 |
Menards Inc. | Woodstock, IL | Oct 2015 - Aug 2018 | 2 |
Mchenry County College | Crystal Lake, IL | Aug 2015 - May 2018 | 2 |
Kemper Sports Management | Woodstock, IL | Jun 2015 - Aug 2015 | < 1 |
Woodstock High School | Woodstock, IL | Aug 2010 - May 2015 | 4 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | May 2023 |
- IL
- TX
-
Total Assets Under Management1,271,594MILLIONS
-
Total Number of Accounts2,911,578ACCOUNTS
-
Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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