Huimin Shi (CRD# 7001979) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Loveland, OH and has over 5 years of experience in the finance industry.
CRD# 6665238
U.s. Bancorp Investments, Inc.
CRD# 6208290
Fidelity Personal And Workplace Advisors
CRD# 2076400
Ubs Financial Services Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Loveland, OH | Dec 2021 - Current | 2 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Loveland, OH | Jan 2020 - Current | 4 |
| Unemployed | Cincinnati, OH | Jul 2019 - Jan 2020 | < 1 |
| J.p. Morgan Securities LLC | San Francisco, CA | Jul 2018 - Jul 2019 | 1 |
| Jpmorgan Chase Bank, N.a. | San Francisco, CA | Jul 2018 - Jul 2019 | 1 |
| Sterling Bank & Trust | San Francisco, CA | Mar 2017 - Jul 2018 | 1 |
| Unemployed | San Francisco, CA | Nov 2016 - Feb 2017 | < 1 |
| Huafa Industrial Company, Ltd Zhuhai | Guangzhou, | Sep 2014 - Oct 2016 | 2 |
| Unemployed | Guangzhou, | Dec 2013 - Aug 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2018 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 2021 |
- OH
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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