Christopher Smith
CRD Number: 7160339Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Christopher Smith (CRD# 7160339) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in West Hollywood, CA and has over 3 years of experience in the finance industry.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | West Hollywood,, CA | Jan 2022 - Current | 2 |
| Bank Of America, N.a. | West Hollywood, CA | Jan 2022 - Current | 2 |
| Nylife Securities LLC | Glendale, CA | Jul 2020 - Feb 2022 | 1 |
| New York Life Insurance Co | Glendale, CA | Aug 2019 - Feb 2022 | 2 |
| Sur La Table | El Segundo, CA | Jun 2019 - Oct 2019 | < 1 |
| Unemployed | Glendale, CA | May 2019 - Aug 2019 | < 1 |
| Gymboree Group | Northridge, CA | Aug 2015 - Apr 2019 | 3 |
| Gymboree Group | Annapolis, MD | Jun 2011 - Apr 2019 | 7 |
| Out West Restaurant Group | Glendale, CA | Aug 2016 - Nov 2016 | < 1 |
| Outback Steakhouse | Oxon Hill, MD | Mar 2015 - Dec 2015 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2020 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2022 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
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- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
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- Educational seminars/workshops
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