Douglas Sanchez, financial advisor West Palm Beach FL
93 score

Douglas Sanchez

CRD Number: 1962106
Current Firm: Td Ameritrade, Inc.

Douglas Sanchez (CRD# 1962106) is an Investment Advisor Representative working at Td Ameritrade, Inc. in West Palm Beach, FL and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Td Ameritrade Dallas, TX Feb 2010 - Current 6
Self Employed Irving, TX Sep 2008 - Feb 2010 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brea, CA May 2008 - Aug 2008 < 1
Fidelity Brokerage Services, Inc. Dallas, TX Jul 1992 - May 2008 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1989
S66 NASAA Uniform Combined State Law Examination Nov 2001
Contact Info for Douglas J. Sanchez
Phone Number: (800) 669-3900
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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