Elizabeth Souza (CRD# 4470237) is an Investment Advisor Representative working at Lpl Financial LLC in West Wareham, MA and has over 21 years of experience in the finance industry.
CRD# 4676913
Ameriprise Financial Services, LLC
CRD# 3201489
Commonwealth Financial Network
CRD# 2010717
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | West Wareham, MA | May 2014 - Current | 10 |
| Rockland Trust Co | Fairhaven, MA | May 2014 - Current | 10 |
| Santander Securities LLC | Guaynabo, PR | Sep 2012 - May 2014 | 1 |
| Sovereign Bank | New Bedford, MA | Oct 2004 - May 2014 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2002 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2022 |
- MA
-
Total Assets Under Management463,475MILLIONS
-
Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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