Tricia Fiore (CRD# 6064052) is an Investment Advisor Representative working at Brokers Financial in Westerly, RI and has over 11 years of experience in the finance industry.
CRD# 5089860
Lansdowne Wealth Management, LLC
CRD# 4579297
Upper Left Wealth Management, LLC
CRD# 5430557
Commonwealth Financial Network
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Brokers International Financial Services | Westerly, RI | Jun 2021 - Current | 2 |
| Tricia Fiore Cpa, LLC | Westerly, RI | Jan 2010 - Current | 14 |
| Avantax Advisory Services | Westerly, RI | Oct 2014 - Jun 2021 | 6 |
| Avantax Investment Services, Inc. | Westerly, RI | Jul 2014 - Jun 2021 | 6 |
| Avantax Insurance Agency, LLC | Westerly, RI | Jul 2014 - Jun 2021 | 6 |
| Brokers International Financial Services | Westerly, RI | Jan 2013 - Jul 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2012 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2013 |
- RI
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Total Assets Under Management2,000MILLIONS
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Total Number of Accounts11,566ACCOUNTS
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Average Account Value$172,960
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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