Lori Morris, financial advisor Westerville OH
96 score

Lori Morris

CRD Number: 3002008
Current Firm: J.p. Morgan Securities LLC

Lori Morris (CRD# 3002008) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Westerville, OH and has over 14 years of experience in the finance industry. Lori Morris has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Jp Morgan Securities LLC Westerville, OH Sep 2013 - Current 3
Park Avenue Securities Dublin, OH Aug 2011 - Sep 2013 2
Guardian Life Insurance Company Dublin, OH May 2011 - Sep 2013 2
Vawter Financial, Ltd Columbus, OH Jun 2006 - Jul 2011 5
Cambridge Investment Research, Inc. Fairfield, IA Jun 2006 - Jul 2011 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2002
Contact Info for Lori A. Morris
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
  • IN
  • OH
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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