Lois Gregory, financial advisor Westlake OH
93 score

Lois Gregory

CRD Number: 5504622
Current Firm: Morgan Stanley

Lois Gregory (CRD# 5504622) is an Investment Advisor Representative working at Morgan Stanley in Westlake, OH and has over 7 years of experience in the finance industry.

Similar Advisors
Robert Gavlak, financial advisor Westlake OH
Robert J. Gavlak
CRD# 5686543
Strategic Wealth Partners, Ltd.
Score
106
Similar Advisors
Craig Burgess, financial advisor Westlake OH
Craig M. Burgess
CRD# 6437652
Edward Jones
Score
98
Similar Advisors
Michael Brady, financial advisor Westlake OH
Michael C. Brady
CRD# 1320686
Michael Brady & Company, LLC
Score
87
Company Name Location Dates Years
Morgan Stanley Westlake, OH Jun 2016 - Current < 1
Triad Advisors, Inc. Norcross, GA Jun 2015 - Jun 2016 1
Pension Builders & Consultants Rocky River, OH Mar 2012 - Dec 2015 3
Royal Alliance Associates Rocky River, OH Mar 2010 - Jun 2015 5
Rehmann Financial Rocky River, OH Jan 2010 - Feb 2012 2
Homemaker Rocky River, OH Aug 2009 - Dec 2009 < 1
Ameriprise Financial Services Inc. Westlake, OH Jan 2009 - Jul 2009 < 1
Homemaker Rocky River, OH Nov 2008 - Dec 2008 < 1
Merrill Lynch Cleveland, OH Mar 2008 - Oct 2008 < 1
Robert Half & Assoc Cleveland, OH Jan 2008 - Feb 2008 < 1
Homemaker Rocky River, OH Jul 2007 - Dec 2007 < 1
Crystal Springs Resort Hamburg, NJ Jan 2003 - Jun 2007 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Lois J. Gregory
Phone Number: 914-225-5510
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Lois Gregory and other advisors.
BADGES
93

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.