John Broderick (CRD# 2655243) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Westlake, TX and has over 28 years of experience in the finance industry. John Broderick has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5009276
Hedgefield Wealth Management
CRD# 1255317
Osaic Wealth, Inc.
CRD# 4211653
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Schwab Bank. Ssb | Westlake, TX | Jun 2023 - Current | < 1 |
| Charles Schwab And Company, Inc. | Westlake, TX | Dec 2022 - Current | 1 |
| Mirasol Country Club | Palm Beach Gardens, FL | Jan 2020 - Current | 4 |
| Td Ameritrade | West Palm Beach, FL | Mar 2020 - Dec 2022 | 2 |
| Unemployed | Palm Beach Gardens, FL | Oct 2019 - Dec 2019 | < 1 |
| Blue World Pools | Atlanta, GA | Apr 2019 - Oct 2019 | < 1 |
| Unemployed | Palm Beach Gardens, FL | Jan 2019 - Mar 2019 | < 1 |
| Bank Of America,n.a. | West Palm Beach, FL | Jun 2011 - Dec 2018 | 7 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | West Palm Beach, FL | Sep 2005 - Dec 2018 | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1995 |
| S65 | NASAA Investment Advisors Law Examination | Nov 1995 |
- FL
- TX
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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