Kenneth Butler, financial advisor Westlake Village CA
71 score

Kenneth Butler

CRD Number: 1279538
Current Firm: Nbs Financial Services, Inc.

Kenneth Butler (CRD# 1279538) is an Investment Advisor Representative working at Nbs Financial Services, Inc. in Westlake Village, CA and has over 17 years of experience in the finance industry. Kenneth Butler has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Butler Financial Services, Ltd. Westlake Village, CA Oct 2015 - Current 1
Nbs Financial Services, Inc. Westlake Village, CA Sep 1995 - Current 21
Kenneth Butler (self Employed) Westlake Village, CA Jan 1986 - Dec 2015 29
Financial West Group Westlake Village, CA Aug 1999 - Jul 2012 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Kenneth C. Butler
Phone Number: 805.497.2497
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    222
    MILLIONS
  • Total Number of Accounts
    486
    ACCOUNTS
  • Average Account Value
    $457,235
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, NV, TX

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BADGES
71

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