Kenneth ButlerCRD Number: 1279538
Current Firm: Nbs Financial Services, Inc.
Kenneth Butler (CRD# 1279538) is an Investment Advisor Representative working at Nbs Financial Services, Inc. in Westlake Village, CA and has over 17 years of experience in the finance industry. Kenneth Butler has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Fried Asset Management, Inc.
Greyfox Investors LLC
|Butler Financial Services, Ltd.||Westlake Village, CA||Oct 2015 - Current||1|
|Nbs Financial Services, Inc.||Westlake Village, CA||Sep 1995 - Current||21|
|Kenneth Butler (self Employed)||Westlake Village, CA||Jan 1986 - Dec 2015||29|
|Financial West Group||Westlake Village, CA||Aug 1999 - Jul 2012||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management222MILLIONS
Total Number of Accounts486ACCOUNTS
Average Account Value$457,235
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AZ, CA, NV, TX