Robert Mills, financial advisor Westlake Village CA

Robert Mills

Westlake Investment Advisors

CRD Number: 848650
Current Firm: Lpl Financial LLC
Compensation Model: Both

Robert Mills (CRD# 848650) is an Investment Advisor Representative working at LPL Financial LLC in Westlake Village, CA and has over 41 years of experience in the finance industry.

CONTACT
Similar Advisors
Blair Aaronson, financial advisor Westlake Village CA
Blair I. Aaronson
CRD# 1343922
Virtue Capital Management, LLC
Similar Advisors
Mohammed Aater, financial advisor Westlake Village CA
Mohammed Aater
CRD# 3250900
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Similar Advisors
Karolina Abargil Koziec, financial advisor Westlake Village CA
Karolina Y. Abargil Koziec
CRD# 5710119
J.p. Morgan Securities LLC
Company Name Location Dates Years
Westlake Investment Advisors Westlake Village, CA Jan 2017 - Current 4
Morgan Stanley Westlake Village, CA Jul 2007 - Jan 2017 9
Sutro & Co / RBC Dain Rauscher Woodland Hills, CA Mar 1995 - Jul 2007 12
Bateman Eichler / Kemper Securities Woodland Hills, CA Jul 1985 - Mar 1995 9
Paine Webber Thousand Oaks, CA Oct 1977 - Jul 1985 7
Exam Code Name Passed Date
S7 General Securities Representative Examination (GS) Dec 1978
S4 Registered Options Principal Examination (OP) Sep 1980
S63 Uniform Securities State Law Examination Sep 1980
S24 General Securities Principal Examination (GP) Jan 1981
S65 NASAA Investment Advisors Law Examination Jun 1994
S53 Municipal Securities Principal Examination (MP) Nov 1999
Contact Info for Robert A. Mills
Phone Number: 704-733-3300
Advisor Website: http://www.westlakeia.com
Registered State(s):
  • NJ
  • TX
  • VA
By the Numbers
  • Total Assets Under Management
    207,793
    MILLIONS
  • Total Number of Accounts
    892,326
    ACCOUNTS
  • Average Account Value
    $232,867
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Firm Disclaimer:

Robert A. ''Rocky'' Mills, CIMA® is a Registered Representative with and Securities offered through LPL Financial, Member FINRA & SIPC.  Investment Advice offered through Westlake Investment Advisors, a registered investment advisor and separate entity from LPL Financial.

 

The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: CA, FL, IN, MO, NV, NY.

Ready to hire a financial advisor? Get competitive proposals from Robert Mills and other advisors.
BADGES
Verified Page
Data verified by both the advisor and the public regulatory data.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.