Robert Mills
CRD Number: 848650
Current Firm: Lpl Financial LLC
Compensation Model: Both
Robert Mills (CRD# 848650) is an Investment Advisor Representative working at LPL Financial LLC in Westlake Village, CA and has over 41 years of experience in the finance industry.
CRD# 1343922
Virtue Capital Management, LLC
CRD# 3250900
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5710119
J.p. Morgan Securities LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Westlake Investment Advisors | Westlake Village, CA | Jan 2017 - Current | 4 |
| Morgan Stanley | Westlake Village, CA | Jul 2007 - Jan 2017 | 9 |
| Sutro & Co / RBC Dain Rauscher | Woodland Hills, CA | Mar 1995 - Jul 2007 | 12 |
| Bateman Eichler / Kemper Securities | Woodland Hills, CA | Jul 1985 - Mar 1995 | 9 |
| Paine Webber | Thousand Oaks, CA | Oct 1977 - Jul 1985 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S7 | General Securities Representative Examination (GS) | Dec 1978 |
| S4 | Registered Options Principal Examination (OP) | Sep 1980 |
| S63 | Uniform Securities State Law Examination | Sep 1980 |
| S24 | General Securities Principal Examination (GP) | Jan 1981 |
| S65 | NASAA Investment Advisors Law Examination | Jun 1994 |
| S53 | Municipal Securities Principal Examination (MP) | Nov 1999 |
- NJ
- TX
- VA
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Total Assets Under Management207,793MILLIONS
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Total Number of Accounts892,326ACCOUNTS
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Average Account Value$232,867
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
Robert A. ''Rocky'' Mills, CIMA® is a Registered Representative with and Securities offered through LPL Financial, Member FINRA & SIPC. Investment Advice offered through Westlake Investment Advisors, a registered investment advisor and separate entity from LPL Financial.
The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: CA, FL, IN, MO, NV, NY.
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