Kenneth Heiser, financial advisor Westport CT

Kenneth Heiser

CRD Number: 2111242
Current Firm: Mml Investors Services, LLC

Kenneth Heiser (CRD# 2111242) is an Investment Advisor Representative working at Mml Investors Services, LLC in Westport, CT and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Mml Investors Services, LLC Westport, CT Mar 2017 - Current 7
Mass Mutual Life Insurance Company Westport, CT Jul 2016 - Current 7
Baystate Wealth Management Boston, MA Aug 2013 - Feb 2018 4
Metlife Securities Inc. Westport, CT Jan 2015 - Mar 2017 2
New England Securities New York, NY Nov 1990 - Jan 2015 24
New England Financial Stamford, CT Aug 1990 - Jan 2015 24
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1991
S65 NASAA Investment Advisors Law Examination Sep 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Kenneth C. Heiser
Phone Number: (413)737-8400
Registered State(s):
  • CT
  • TX
By the Numbers
  • Total Assets Under Management
    72,828
    MILLIONS
  • Total Number of Accounts
    351,645
    ACCOUNTS
  • Average Account Value
    $207,106
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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