Anthony Tringali, financial advisor White Plains NY
93 score

Anthony Tringali

CRD Number: 1905128
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Anthony Tringali (CRD# 1905128) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in White Plains, NY and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. White Plains, NY Feb 2012 - Current 4
Merrill Lynch, Pierce, Fenner & Smith Incorporated White Plains, NY Jan 2012 - Current 4
Morgan Stanley Smith Barney Purchase, NY Jun 2009 - Jan 2012 2
Morgan Stanley & Company, Incorporated Mt Kisco, NY Apr 2007 - Jan 2012 4
Morgan Stanley Dw Inc. White Plains, NY Feb 2000 - Apr 2007 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2000
Contact Info for Anthony M. Tringali
Phone Number: 800-637-7455
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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