Stephanie GottsCRD Number: 7325949
Current Firm: Lpl Financial LLC
Stephanie Gotts (CRD# 7325949) is an Investment Advisor Representative working at Lpl Financial LLC in Whittier, CA and has 1 year of experience in the finance industry.
Raymond James & Associates, Inc.
Awm Capital, LLC
Bluepoint Wealth Advisors
|Lpl Financial LLC||Whittier, CA||Dec 2021 - Current||< 1|
|Securities America, Inc.||Whittier, CA||Apr 2021 - Dec 2021||< 1|
|Securities America, Inc.||Whittier, CA||Jan 2021 - Apr 2021||< 1|
|City Of Whittier||Whittier, CA||Mar 2015 - Dec 2020||5|
|Intramural Sports At Cal State Fullerton||Fullerton, CA||Aug 2017 - May 2018||< 1|
|Whittier High School||Whittier, CA||Jan 2015 - Jun 2017||2|
|Whittier High School||Whittier, CA||Aug 2013 - Jun 2017||3|
|Walter F. Dexter Middle School||Whittier, CA||Aug 2010 - Jun 2013||2|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Dec 2021|
|S63||Uniform Securities State Law Examination||Nov 2021|
Total Assets Under Management404,176MILLIONS
Total Number of Accounts1,517,995ACCOUNTS
Average Account Value$266,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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