Paul Roa, financial advisor Williamsburg VA
96 score

Paul Roa

CRD Number: 1021162
Current Firm: Northwestern Mutual Investment Services,llc

Paul Roa (CRD# 1021162) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Williamsburg, VA and has over 25 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Virginia Beach, VA Feb 2009 - Current 7
Nmis Milwaukee, WI Apr 1982 - Current 34
Northwestern Mutual Life Milwaukee, WI Jul 1976 - Current 40
Northwestern Mutual Investment Services, LLC Williamsburg, VA Nov 2013 - Mar 2016 2
Peninsula Estate Panning Council Board Newport News, VA May 2009 - Jul 2013 4
Northwestern Mutual Investment Services, LLC Santa Ana, CA Mar 1987 - Feb 2009 21
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1990
Contact Info for Paul H. Roa
Phone Number: 866-664-7737
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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