William ThumanCRD Number: 1094363
Current Firm: Rbc Capital Markets, LLC
William Thuman (CRD# 1094363) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Williamsville, NY and has over 27 years of experience in the finance industry.
Level Financial Advisors, Inc.
Park Avenue Securities LLC
Linwood Investment Advisors Inc.
|Rbc Capital Markets, LLC||Buffalo, NY||Oct 2009 - Current||8|
|Morgan Stanley Smith Barney||Williamsville, NY||Jun 2009 - Oct 2009||< 1|
|Citigroup Global Markets Inc.||Williamsville, NY||Jan 1994 - Jun 2009||15|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1990|
|S66||NASAA Uniform Combined State Law Examination||Feb 2011|
Total Assets Under Management76,274MILLIONS
Total Number of Accounts192,243ACCOUNTS
Average Account Value$396,757
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops