Michael Thompson, financial advisor Williston VT
93 score

Michael Thompson

CRD Number: 2999208
Current Firm: Copper Leaf Financial, LLC

Michael Thompson (CRD# 2999208) is an Investment Advisor Representative working at Copper Leaf Financial, LLC in Williston, VT and has over 20 years of experience in the finance industry.

Similar Advisors
Joshua Parker, financial advisor Williston VT
Joshua G. Parker
CRD# 4297169
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Similar Advisors
Gordon Rhoads, financial advisor Williston VT
Gordon S. Rhoads
CRD# 6000815
People's Securities, Inc.
Similar Advisors
James Antell, financial advisor Williston VT
James B. Antell
CRD# 1518382
Lpl Financial LLC
Company Name Location Dates Years
Copper Leaf Financial, LLC Williston, VT Mar 2015 - Current 3
Cambridge Investment Research, Inc. Fairfield, IA Mar 2015 - Dec 2016 1
Cambridge Investment Research Advisors, Inc. Fairfield, IA Mar 2015 - Dec 2016 1
Key Investments Services LLC Albany, NY Jan 2011 - Mar 2015 4
Business Consultant Jericho, VT Dec 2009 - Jan 2011 1
Transamerica Retirement Management Saint Paul, MN Oct 2007 - Dec 2009 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1998
S65 NASAA Investment Advisors Law Examination Feb 1998
S66 NASAA Uniform Combined State Law Examination May 2011
Contact Info for Michael L. Thompson
Phone Number: 802-878-2731
Registered State(s):
  • LA
  • VT
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.