Michael Thompson, financial advisor Williston VT
93 score

Michael Thompson

CRD Number: 2999208
Current Firm: Copper Leaf Financial, LLC

Michael Thompson (CRD# 2999208) is an Investment Advisor Representative working at Copper Leaf Financial, LLC in Williston, VT and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Copper Leaf Financial, LLC Williston, VT Mar 2015 - Current 3
Cambridge Investment Research, Inc. Fairfield, IA Mar 2015 - Dec 2016 1
Cambridge Investment Research Advisors, Inc. Fairfield, IA Mar 2015 - Dec 2016 1
Key Investments Services LLC Albany, NY Jan 2011 - Mar 2015 4
Business Consultant Jericho, VT Dec 2009 - Jan 2011 1
Transamerica Retirement Management Saint Paul, MN Oct 2007 - Dec 2009 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1998
S65 NASAA Investment Advisors Law Examination Feb 1998
S66 NASAA Uniform Combined State Law Examination May 2011
Contact Info for Michael L. Thompson
Phone Number: 802-878-2731
Registered State(s):
  • LA
  • VT
By the Numbers
  • Total Assets Under Management
    35
    MILLIONS
  • Total Number of Accounts
    145
    ACCOUNTS
  • Average Account Value
    $243,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

LA, VT

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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