Bret PatersonCRD Number: 5964783
Current Firm: Ubs Financial Services Inc.
Bret Paterson (CRD# 5964783) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Wilmington, NC and has over 6 years of experience in the finance industry.
Les H. Kern
Rs Wealth Management, LLC
Tilia Fiduciary Partners, Inc.
|Ubs Financial Services Inc.||Wilmington, NC||Aug 2011 - Current||6|
|Marc Jacobs||Nyc, NY||Aug 2006 - Jul 2011||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2011|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops