Omar WarrenCRD Number: 3086424
Current Firm: J.p. Morgan Securities LLC
Omar Warren (CRD# 3086424) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Winter Haven, FL and has over 19 years of experience in the finance industry.
Allen & Company Of Florida, Inc.
Suntrust Investment Services, Inc.
Nbc Securities, Inc.
|360 Entertainment International, LLC||Orlando, FL||Sep 2015 - Current||2|
|J.p. Morgan Securities LLC||Lakeland, FL||Oct 2012 - Current||5|
|360 Business Group LLC||Orlando, FL||Mar 2008 - Current||9|
|Chase Investment Services Corp||Lakeland, FL||Jul 2011 - Oct 2012||1|
|Edward Jones||St Louis, MO||Mar 2009 - Nov 2009||< 1|
|Ecard Corporation||Kissimmee, FL||Mar 2008 - Mar 2009||1|
|Morgan Keegan & Company, Inc.||Birmingham, AL||Feb 2007 - Feb 2008||1|
|Regions Bank||Birmingham, AL||Feb 2007 - Feb 2008||1|
|Amsouth Bank||Orlando, FL||Feb 2006 - Feb 2007||1|
|Amsouth Investment Services, Inc.||Orlando, FL||Feb 2006 - Feb 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1998|
|S66||NASAA Uniform Combined State Law Examination||May 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management70,743MILLIONS
Total Number of Accounts344,720ACCOUNTS
Average Account Value$205,219
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV