Omar Warren, financial advisor Winter Haven FL
81 score

Omar Warren

CRD Number: 3086424
Current Firm: J.p. Morgan Securities LLC

Omar Warren (CRD# 3086424) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Winter Haven, FL and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
360 Entertainment International, LLC Orlando, FL Sep 2015 - Current 1
J.p. Morgan Securities LLC Lakeland, FL Oct 2012 - Current 4
360 Business Group LLC Orlando, FL Mar 2008 - Current 8
Chase Investment Services Corp Lakeland, FL Jul 2011 - Oct 2012 1
Edward Jones St Louis, MO Mar 2009 - Nov 2009 < 1
Ecard Corporation Kissimmee, FL Mar 2008 - Mar 2009 1
Morgan Keegan & Company, Inc. Birmingham, AL Feb 2007 - Feb 2008 1
Regions Bank Birmingham, AL Feb 2007 - Feb 2008 1
Amsouth Bank Orlando, FL Feb 2006 - Feb 2007 1
Amsouth Investment Services, Inc. Orlando, FL Feb 2006 - Feb 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1998
S66 NASAA Uniform Combined State Law Examination May 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Omar A. Warren
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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