Anthony DorvalCRD Number: 3172316
Current Firm: Moors & Cabot, Inc.
Anthony Dorval (CRD# 3172316) is an Investment Advisor Representative working at Moors & Cabot, Inc. in Winter Park, FL and has over 18 years of experience in the finance industry. Anthony Dorval has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Alconbury Trust L.l.c
|Moors & Cabot, Inc.||Winter Park, FL||Sep 2013 - Current||3|
|New England Securities||Orlando, FL||Mar 2003 - Sep 2013||10|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 1999|
Total Assets Under Management1,058MILLIONS
Total Number of Accounts2,218ACCOUNTS
Average Account Value$477,163
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, CA, CO, CT, DC, FL, GA, IA, IL, IN, LA, MD, ME, MI, MO, NC, NH, NJ, NY, OH, OK, OR, PA, RI, SC, TN, TX, VA, VT, WA, WI