Sarah GraftonCRD Number: 5334465
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sarah Grafton (CRD# 5334465) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Winter Park, FL and has over 9 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|Bankf Of America, N.a.||Winter Park, FL||Dec 2009 - Current||8|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Winter Park, FL||Oct 2007 - Current||10|
|Wachovia Securities||Orlando, FL||May 2007 - Oct 2007||< 1|
|University Of North Florida||Jacksonville, FL||Dec 2005 - May 2007||1|
|Univ Of North Fl||Jacksonville, FL||Jun 2005 - May 2007||1|
|University Of North Florida||Jacksonville, FL||Dec 2003 - May 2007||3|
|Univ Of North Fl||Jacksonville, FL||Aug 2003 - May 2007||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2008|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV