Sarah Grafton, financial advisor Winter Park FL
93 score

Sarah Grafton

CRD Number: 5334465
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sarah Grafton (CRD# 5334465) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Winter Park, FL and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Bankf Of America, N.a. Winter Park, FL Dec 2009 - Current 7
Merrill Lynch, Pierce, Fenner & Smith Incorporated Winter Park, FL Oct 2007 - Current 10
Wachovia Securities Orlando, FL May 2007 - Oct 2007 < 1
University Of North Florida Jacksonville, FL Dec 2005 - May 2007 1
Univ Of North Fl Jacksonville, FL Jun 2005 - May 2007 1
University Of North Florida Jacksonville, FL Dec 2003 - May 2007 3
Univ Of North Fl Jacksonville, FL Aug 2003 - May 2007 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2008
Contact Info for Sarah E. Grafton
Phone Number: 800-637-7455
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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