Derek Butler (CRD# 4216864) is an Investment Advisor Representative working at Lpl Financial LLC in Woodland Hills, CA and has over 11 years of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Los Angeles, CA | Jul 2021 - Current | 2 |
| National Life | Montpilier, VT | Jun 2020 - Current | 3 |
| United Health | Cypress, CA | Jan 2019 - Current | 5 |
| Anthem Blue Cross | Columbus, OH | Jan 2019 - Current | 5 |
| Kaiser Permenente | Oakland, CA | Jan 2019 - Current | 5 |
| Blue Shield Of Ca | Lodi, CA | Jan 2019 - Current | 5 |
| Health Net | Rancho Cordova, CA | Jan 2019 - Current | 5 |
| Health Smart | Englewood, CO | Jan 2019 - Current | 5 |
| Foresters | Edison, NJ | Jan 2019 - Current | 5 |
| Warner Pacific | Westlake Village, CA | Jun 2017 - Current | 6 |
| Health Smart | Irving, TX | May 2017 - Current | 7 |
| Foresters | Edison, NJ | Nov 2016 - Current | 7 |
| Hd Vest | Westlake Village, CA | Jan 2015 - Current | 9 |
| California Choice Word & Brown | Moorpark, CA | Mar 2011 - Current | 13 |
| Word And Brown | Orange, CA | Apr 2008 - Current | 16 |
| Integrity Wealth Advisors | Thousand Oaks, CA | Mar 2008 - Current | 16 |
| Derek Butler Family Trust | Los Angeles, CA | May 1999 - Current | 25 |
| Rental Property | Los Angeles, CA | Jan 1999 - Current | 25 |
| Rental Property | Los Angeles, CA | Jan 1999 - Current | 25 |
| Waddell & Reed, Inc. | Woodland Hills, CA | Apr 2020 - Jul 2021 | 1 |
| Various Insurance Carriers For W&r Insurance Agencies | Moorpark, CA | Apr 2020 - Jul 2021 | 1 |
| Aflac | Oxnard, CA | Jan 2019 - Apr 2020 | 1 |
| Hd Vest Advisory Services | Woodland Hills, CA | Apr 2018 - Mar 2020 | 1 |
| Hd Vest Financial Services | Westlake Village, CA | Feb 2015 - Mar 2020 | 5 |
| Allstate Insurance Co | Canyon Country, CA | Jun 2012 - Feb 2015 | 2 |
| Allstate Financial | Lincoln, NE | Jan 2010 - Jan 2015 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2012 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2016 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AR
- CA
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
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