Nelson Kelly, financial advisor Yadkinville NC
73 score

Nelson Kelly

CRD Number: 1795855
Current Firm: Suntrust Investment Services, Inc.

Nelson Kelly (CRD# 1795855) is an Investment Advisor Representative working at Suntrust Investment Services, Inc. in Yadkinville, NC and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Suntrust Investment Services, Inc. Atlanta, GA Feb 2012 - Current 4
First Citizens Investor Services Raleigh, NC Aug 2011 - Feb 2012 < 1
Purshe Kaplan Sterling Investments Albany, NY Dec 2010 - Jul 2011 < 1
Winthrop Capital Management Raleigh, NC Mar 2011 - Jun 2011 < 1
Family Office Group LLC Raleigh, NC Nov 2010 - Mar 2011 < 1
Wells Fargo Raleigh, NC Oct 2003 - Nov 2010 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1989
S65 NASAA Investment Advisors Law Examination Dec 1999
S66 NASAA Uniform Combined State Law Examination Dec 2000
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Nelson M. Kelly
Phone Number: 404-813-8981
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    10,443
    MILLIONS
  • Total Number of Accounts
    26,841
    ACCOUNTS
  • Average Account Value
    $389,077
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
73

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