Aegis Capital Corp.

Aegis Capital Corp. (CRD# 15007) is a financial advisory firm headquartered in New York, NY. They manage $1,282,090,691 in 2,479 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,282
    MILLION
  • Total Number of Accounts
    2,479
    ACCOUNTS
  • Average Account Value
    $517,181
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Aegis Capital Corp.
Showing 51 - 60 of 62 top financial advisors.
51
Matthew J. Kelly
CRD#: 7811832
3400 S Tamiami Trail, Suite 302, Sarasota, FL 34239

Matthew Kelly (CRD# 7811832) is an Investment Advisor Representative working at Aegis Capital Corp. in Sarasota, FL and has 1 year of experience in the finance industry.

52
Rocco J. Lafaro
CRD#: 5583228
26 Paxton Ave, Bronxville, NY 10708

Rocco Lafaro (CRD# 5583228) is an Investment Advisor Representative working at Aegis Capital Corp. in Bronxville, NY and has over 15 years of experience in the finance industry.

53
Francis J. McKenna
CRD#: 4825383
156 Kings Highway North, 1st Floor, Westport, CT 06880

Francis McKenna (CRD# 4825383) is an Investment Advisor Representative working at Aegis Capital Corp. in Westport, CT and has 1 year of experience in the finance industry.

54
David Perez
CRD#: 4422512
New York, NY

David Perez (CRD# 4422512) is an Investment Advisor Representative working at Aegis Capital Corp. in New York, NY and has over 22 years of experience in the finance industry.

55
Andre Renzo
CRD#: 4805791
1345 Avenue Of The Americas, 27th Floor, New York, NY 10105

Andre Renzo (CRD# 4805791) is an Investment Advisor Representative working at Aegis Capital Corp. in New York, NY and has over 19 years of experience in the finance industry.

56
Charles L. Rosen
CRD#: 7618604
425 Huehl Road, Suite 16b, Northbrook, IL 60062

Charles Rosen (CRD# 7618604) is an Investment Advisor Representative working at Aegis Capital Corp. in Northbrook, IL and has 1 year of experience in the finance industry.

57
Dilnaman S. Sachdeva
CRD#: 6923771
1345 Avenue Of The Americas, 27th Floor, New York, NY 10105

Dilnaman Sachdeva (CRD# 6923771) is an Investment Advisor Representative working at Aegis Capital Corp. in New York, NY and has over 6 years of experience in the finance industry.

58
Rick J. Sande
CRD#: 4967095
1305 Walt Whitman Rd, Suite 120, Melville, NY 11747

Rick Sande (CRD# 4967095) is an Investment Advisor Representative working at Aegis Capital Corp. in Melville, NY and has over 18 years of experience in the finance industry.

59
Daniel A. Seto
CRD#: 1715876
1345 Avenue Of The Americas, 27th Floor, New York, NY 10105

Daniel Seto (CRD# 1715876) is an Investment Advisor Representative working at Aegis Capital Corp. in New York, NY and has over 9 years of experience in the finance industry.

60
Nicholas E. Trifiro
CRD#: 2682851
1305 Walt Whitman Rd, Suite 120, Melville, NY 11747

Nicholas Trifiro (CRD# 2682851) is an Investment Advisor Representative working at Aegis Capital Corp. in Melville, NY and has over 28 years of experience in the finance industry.

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