Cape Investment Advisory, Inc.

Cape Investment Advisory, Inc. (CRD# 146384) is a financial advisory firm headquartered in Mcdonough, GA. They manage $91,000,000 in 662 accounts and serve the financial needs of clients across 27 states (or territories).

By the Numbers
  • Total Assets Under Management
    91
    MILLION
  • Total Number of Accounts
    662
    ACCOUNTS
  • Average Account Value
    $137,462
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, CA, CO, CT, FL, GA, IN, LA, MA, MD, MI, MO, MS, MT, NC, NJ, NM, NV, NY, OH, OK, PA, SC, TN, TX, VA, WI

Financial Advisors at Cape Investment Advisory, Inc.
Showing 1 - 10 of 48 top financial advisors.
1
Samuel B. Phillips
CRD#: 2239471
1600 Pennsylvania Ave., Mcdonough, GA 30253
96
Wealthminder
score

Samuel Phillips (CRD# 2239471) is an Investment Advisor Representative working at Cape Investment Advisory, Inc. in Mcdonough, GA and has over 25 years of experience in the finance industry.

2
Danny R. Strain
CRD#: 437903
1600 Pennsylvania Ave., Mcdonough, GA 30253
96
Wealthminder
score

Danny Strain (CRD# 437903) is an Investment Advisor Representative working at Cape Investment Advisory, Inc. in Mcdonough, GA and has over 35 years of experience in the finance industry.

3
Ernest J. Tall
CRD#: 844956
1600 Pennsylvania Ave., Mcdonough, GA 30253
96
Wealthminder
score

Ernest Tall (CRD# 844956) is an Investment Advisor Representative working at Cape Investment Advisory, Inc. in Mcdonough, GA and has over 33 years of experience in the finance industry.

4
Karen R. Turner
CRD#: 1399203
9800 Savage Road, Ops 2a, Vcc Room 201 Suite 6104, Fort Meade, MD 20755
96
Wealthminder
score

Karen Turner (CRD# 1399203) is an Investment Advisor Representative working at Cape Investment Advisory, Inc. in Fort Meade, MD and has over 32 years of experience in the finance industry. Karen Turner has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Jennifer L. Barber
CRD#: 2213643
7824 Hickory Flat Highway, Suite 130, Woodstock, GA 30188
93
Wealthminder
score

Jennifer Barber (CRD# 2213643) is an Investment Advisor Representative working at Cape Investment Advisory, Inc. in Woodstock, GA and has over 26 years of experience in the finance industry.

6
David B. Bell
CRD#: 4234206
1600 Pennsylvania Ave., Mcdonough, GA 30253
93
Wealthminder
score

David Bell (CRD# 4234206) is an Investment Advisor Representative working at Cape Investment Advisory, Inc. in Mcdonough, GA and has over 17 years of experience in the finance industry.

7
Francois R. Bigot
CRD#: 2519250
1600 Pennsylvania Ave., Mcdonough, GA 30253
93
Wealthminder
score

Francois Bigot (CRD# 2519250) is an Investment Advisor Representative working at Cape Investment Advisory, Inc. in Mcdonough, GA and has over 8 years of experience in the finance industry.

8
Edward R. Brooks
CRD#: 3201418
1600 Pennsylvania Ave., Mcdonough, GA 30253
93
Wealthminder
score

Edward Brooks (CRD# 3201418) is an Investment Advisor Representative working at Cape Investment Advisory, Inc. in Mcdonough, GA and has over 18 years of experience in the finance industry.

9
Mary A. Buchanan
CRD#: 1218048
Purcellville, VA
93
Wealthminder
score

Mary Buchanan (CRD# 1218048) is an Investment Advisor Representative working at Cape Investment Advisory, Inc. in Purcellville, VA and has over 34 years of experience in the finance industry.

10
Stephen E. Chwalek
CRD#: 2736139
1600 Pennsylvania Ave., Mcdonough, GA 30253
93
Wealthminder
score

Stephen Chwalek (CRD# 2736139) is an Investment Advisor Representative working at Cape Investment Advisory, Inc. in Mcdonough, GA and has over 21 years of experience in the finance industry.

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