Capital Advisors, Inc.

Capital Advisors, Inc. (CRD# 104643) is a financial advisory firm headquartered in Tulsa, OK. They manage $1,840,000,000 in 2,251 accounts and serve the financial needs of clients across 36 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,840
    MILLION
  • Total Number of Accounts
    2,251
    ACCOUNTS
  • Average Account Value
    $817,414
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, AR, AZ, CA, CO, CT, DC, FL, GA, IL, IN, KS, KY, LA, MI, MN, MO, MS, MT, NC, ND, NE, NH, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, VA, WA, WI

Financial Advisors at Capital Advisors, Inc.
Showing 1 - 10 of 25 top financial advisors.
1
David A. Cole
CRD#: 1402689
2200 South Utica Place, Suite 150, Tulsa, OK 74114
96
Wealthminder
score

David Cole (CRD# 1402689) is an Investment Advisor Representative working at Capital Advisors, Inc. in Tulsa, OK and has over 32 years of experience in the finance industry.

2
Matthew G. Doyle
CRD#: 4416470
3001 Dallas Parkway, Suite 540, Frisco, TX 75034
96
Wealthminder
score

Matthew Doyle (CRD# 4416470) is an Investment Advisor Representative working at Capital Advisors, Inc. in Frisco, TX and has over 16 years of experience in the finance industry. Matthew Doyle has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Scott R. Frantz
CRD#: 5817770
2222 South Utica Place, Suite 300, Tulsa, OK 74114
96
Wealthminder
score

Scott Frantz (CRD# 5817770) is an Investment Advisor Representative working at Capital Advisors, Inc. in Tulsa, OK and has over 7 years of experience in the finance industry.

4
Keith C. Goddard
CRD#: 2174091
2200 South Utica Place, Suite 150, Tulsa, OK 74114
96
Wealthminder
score

Keith Goddard (CRD# 2174091) is an Investment Advisor Representative working at Capital Advisors, Inc. in Tulsa, OK and has over 26 years of experience in the finance industry.

5
Laura M. James
CRD#: 5464732
400 Union Hill Road, Suite 250, Birmingham, AL 35209
96
Wealthminder
score

Laura James (CRD# 5464732) is an Investment Advisor Representative working at Capital Advisors, Inc. in Birmingham, AL and has over 10 years of experience in the finance industry. Laura James has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Steven Soranno
CRD#: 2643540
2222 South Utica Place, Suite 300, Tulsa, OK 74114
96
Wealthminder
score

Steven Soranno (CRD# 2643540) is an Investment Advisor Representative working at Capital Advisors, Inc. in Tulsa, OK and has over 22 years of experience in the finance industry.

7
Jonathan D. Althage
CRD#: 5154213
2200 South Utica Place, Suite 150, Tulsa, OK 74114
93
Wealthminder
score

Jonathan Althage (CRD# 5154213) is an Investment Advisor Representative working at Capital Advisors, Inc. in Tulsa, OK and has over 9 years of experience in the finance industry.

8
David P. Bannon
CRD#: 3039084
400 Union Hill Road, Suite 250, Birmingham, AL 35209
93
Wealthminder
score

David Bannon (CRD# 3039084) is an Investment Advisor Representative working at Capital Advisors, Inc. in Birmingham, AL and has over 19 years of experience in the finance industry.

9
Sheryl D. Bashaw
CRD#: 4394759
7136 S. Yale, Suite 204, Suite 204, Tulsa, OK 74136
93
Wealthminder
score

Sheryl Bashaw (CRD# 4394759) is an Investment Advisor Representative working at Capital Advisors, Inc. in Tulsa, OK and has over 16 years of experience in the finance industry.

10
Monty L. Butts
CRD#: 1780349
2200 South Utica Place, Suite 150, Tulsa, OK 74114
93
Wealthminder
score

Monty Butts (CRD# 1780349) is an Investment Advisor Representative working at Capital Advisors, Inc. in Tulsa, OK and has over 30 years of experience in the finance industry.

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