D. Scott Neal, Inc.

D. Scott Neal, Inc. (CRD# 110975) is a financial advisory firm headquartered in Lexington, KY. They manage $195,589,333 in 568 accounts and serve the financial needs of clients across 6 states (or territories).

By the Numbers
  • Total Assets Under Management
    196
    MILLION
  • Total Number of Accounts
    568
    ACCOUNTS
  • Average Account Value
    $344,347
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

IN, KY, LA, OH, TN, TX

Financial Advisors at D. Scott Neal, Inc.
Showing 1 - 4 of 4 top financial advisors.
1
Bradley C. Fisher
CRD#: 4388267
950 Breckenridge Lane, #115, Louisville, KY 40207
96
Wealthminder
score

Bradley Fisher (CRD# 4388267) is an Investment Advisor Representative working at D. Scott Neal, Inc. in Louisville, KY and has over 15 years of experience in the finance industry. Bradley Fisher has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
David S. Neal
CRD#: 2665518
3292 Eagle View Lane, Suite 290, Lexington, KY 40509
96
Wealthminder
score

David Neal (CRD# 2665518) is an Investment Advisor Representative working at D. Scott Neal, Inc. in Lexington, KY and has over 21 years of experience in the finance industry. David Neal has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Jerome G. Zimmerer
CRD#: 4359778
950 Breckenridge Lane, #115, Louisville, KY 40207
87
Wealthminder
score

Jerome Zimmerer (CRD# 4359778) is an Investment Advisor Representative working at D. Scott Neal, Inc. in Louisville, KY and has 1 year of experience in the finance industry. Jerome Zimmerer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Richard L. Coles
CRD#: 5097781
3292 Eagle View Lane, Suite 290, Lexington, KY 40509
80
Wealthminder
score

Richard Coles (CRD# 5097781) is an Investment Advisor Representative working at D. Scott Neal, Inc. in Lexington, KY and has 1 year of experience in the finance industry. Richard Coles has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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