Dempsey Lord Smith, LLC

Dempsey Lord Smith, LLC (CRD# 141238) is a financial advisory firm headquartered in Rome, GA. They manage $585,613,076 in 3,106 accounts and serve the financial needs of clients across 26 states (or territories).

By the Numbers
  • Total Assets Under Management
    586
    MILLION
  • Total Number of Accounts
    3,106
    ACCOUNTS
  • Average Account Value
    $188,543
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AL, AZ, CA, CO, FL, GA, IL, IN, KY, LA, MA, MD, MI, MN, MO, MS, NC, NM, NV, OH, PA, PR, SC, TN, TX, VA

Financial Advisors at Dempsey Lord Smith, LLC
Showing 51 - 60 of 72 top financial advisors.
51
Jeffrey D. Rickett
CRD#: 2572822
901 N Broad Street, Suite 400, Rome, GA 30161

Jeffrey Rickett (CRD# 2572822) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 29 years of experience in the finance industry.

52
Andrew S. Rodgers
CRD#: 4506611
901 N Broad Street, Suite 400, Rome, GA 30161

Andrew Rodgers (CRD# 4506611) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 22 years of experience in the finance industry.

53
Philip P. Rusnak
CRD#: 1030407
901 N Broad Street, Suite 400, Rome, GA 30161

Philip Rusnak (CRD# 1030407) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 36 years of experience in the finance industry.

54
Douglas C. Shows
CRD#: 4327643
901 N Broad Street, Suite 400, Rome, GA 30161

Douglas Shows (CRD# 4327643) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 22 years of experience in the finance industry.

55
Cory A. Shuford
CRD#: 5674524
901 N Broad Street, Suite 400, Rome, GA 30161

Cory Shuford (CRD# 5674524) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 12 years of experience in the finance industry.

56
Kyle D. Sikes
CRD#: 6379686
901 N Broad Street, Suite 400, Rome, GA 30161

Kyle Sikes (CRD# 6379686) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 9 years of experience in the finance industry.

57
Ernest L. Smith
CRD#: 2205253
901 N. Broad Street - Ste 400, Rome, GA 30161

Ernest Smith (CRD# 2205253) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 32 years of experience in the finance industry.

58
Charles A. Strickland
CRD#: 5787158
901 N Broad Street, Suite 400, Rome, GA 30161

Charles Strickland (CRD# 5787158) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 13 years of experience in the finance industry.

59
Victoria C. Sullivan
CRD#: 6081556
901 N Broad Street, Suite 400, Rome, GA 30161

Victoria Sullivan (CRD# 6081556) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 11 years of experience in the finance industry.

60
Thomas D. Voshall
CRD#: 849911
Massillon, OH

Thomas Voshall (CRD# 849911) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Massillon, OH and has over 31 years of experience in the finance industry.

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