Direction Financial Management, LLC

Direction Financial Management, LLC (CRD# 165985) is a financial advisory firm headquartered in Germantown, WI. They serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    0
    MILLION
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

WI

Financial Advisors at Direction Financial Management, LLC
Showing 1 - 1 of 1 top financial advisors.
1
Diane L. Esser
CRD#: 2008872
W177 N9856 Rivercrest Drive, Suite 214, Germantown, WI 53022
90
Wealthminder
score

Diane Esser (CRD# 2008872) is an Investment Advisor Representative working at Direction Financial Management, LLC in Germantown, WI and has 1 year of experience in the finance industry. Diane Esser has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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