Hilltop Securities Inc.

Hilltop Securities Inc. (CRD# 6220) is a financial advisory firm headquartered in Dallas, TX. They manage $1,730,433,320 in 4,476 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,730
    MILLION
  • Total Number of Accounts
    4,476
    ACCOUNTS
  • Average Account Value
    $386,603
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Hilltop Securities Inc.
Showing 1 - 10 of 139 top financial advisors.
1
John M. Allen
CRD#: 4757238
5601 Granite Parkway, Suite 305, Plano, TX 75024

John Allen (CRD# 4757238) is an Investment Advisor Representative working at Hilltop Securities Inc. in Plano, TX and has over 19 years of experience in the finance industry.

2
Walter J. Anthony
CRD#: 2732626
5601 Granite Parkway, Suite 305, Plano, TX 75024

Walter Anthony (CRD# 2732626) is an Investment Advisor Representative working at Hilltop Securities Inc. in Plano, TX and has over 27 years of experience in the finance industry.

3
Howard D. Arden
CRD#: 4739759
750 B Street, Suite 3100, San Diego, CA 92101

Howard Arden (CRD# 4739759) is an Investment Advisor Representative working at Hilltop Securities Inc. in San Diego, CA and has over 20 years of experience in the finance industry.

4
Mark F. Augusta
CRD#: 1333913
750 B Street, Suite 3100, San Diego, CA 92101

Mark Augusta (CRD# 1333913) is an Investment Advisor Representative working at Hilltop Securities Inc. in San Diego, CA and has over 37 years of experience in the finance industry.

5
Steven J. Balaban
CRD#: 1139717
4811 Gaillardia Parkway, Suite 105, Oklahoma City, OK 73142

Steven Balaban (CRD# 1139717) is an Investment Advisor Representative working at Hilltop Securities Inc. in Oklahoma City, OK and has over 40 years of experience in the finance industry.

6
Kevin P. Barry
CRD#: 3199462
Lakewood, OH

Kevin Barry (CRD# 3199462) is an Investment Advisor Representative working at Hilltop Securities Inc. in Lakewood, OH and has over 24 years of experience in the finance industry.

7
Diane T. Binford
CRD#: 1017153
717 N. Harwood Street, Suite 3400, Dallas, TX 75201

Diane Binford (CRD# 1017153) is an Investment Advisor Representative working at Hilltop Securities Inc. in Dallas, TX and has over 42 years of experience in the finance industry.

8
Efrain F. Borenstein
CRD#: 1931739
15301 Ventura Blvd, Building B, Suite 410, Sherman Oaks, CA 91403

Efrain Borenstein (CRD# 1931739) is an Investment Advisor Representative working at Hilltop Securities Inc. in Sherman Oaks, CA and has over 33 years of experience in the finance industry.

9
Parrish K. Braden
CRD#: 4160127
777 Main St., Ste 1525, Fort Worth, TX 76102

Parrish Braden (CRD# 4160127) is an Investment Advisor Representative working at Hilltop Securities Inc. in Fort Worth, TX and has over 23 years of experience in the finance industry.

10
Parker W. Brean
CRD#: 5507026
750 B Street, Suite 3100, San Diego, CA 92101

Parker Brean (CRD# 5507026) is an Investment Advisor Representative working at Hilltop Securities Inc. in San Diego, CA and has over 15 years of experience in the finance industry.

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