Hsbc Securities (usa) Inc.

Hsbc Securities (usa) Inc. (CRD# 19585) is a financial advisory firm headquartered in New York, NY. They manage $3,020,419,445 in 12,387 accounts and serve the financial needs of clients across 53 states (or territories).

Current Firm Details
452 Fifth Avenue, New York, NY 10018
https://www.us.hsbc.com/
By the Numbers
  • Total Assets Under Management
    3,020
    MILLION
  • Total Number of Accounts
    12,387
    ACCOUNTS
  • Average Account Value
    $243,838
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Hsbc Securities (usa) Inc.
Showing 51 - 60 of 276 top financial advisors.
51
James Gomez, financial advisor Buffalo NY
James T. Gomez
CRD#: 6783703
239 Van Rensselaer Street, Floor 2, Buffalo, NY 14210

James Gomez (CRD# 6783703) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Buffalo, NY and has over 6 years of experience in the finance industry.

52
Todd Haberly, financial advisor Seattle WA
Todd Haberly
CRD#: 5940251
920 5th Avenue, Suite 1375, Seattle, WA 98104

Todd Haberly (CRD# 5940251) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Seattle, WA and has over 5 years of experience in the finance industry.

53
Richard Harris, financial advisor Miami FL
Richard A. Harris
CRD#: 6858595
1441 Brickell Avenue, 16th Floor, Miami, FL 33131

Richard Harris (CRD# 6858595) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Miami, FL and has over 6 years of experience in the finance industry.

54
John Henien, financial advisor Washington Dc DC
John Henien
CRD#: 4723957
802 7th Street Nw, Washington Dc, DC 20001

John Henien (CRD# 4723957) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Washington Dc, DC and has over 20 years of experience in the finance industry.

55
Jordan Hoffman, financial advisor New York NY
Jordan M. Hoffman
CRD#: 2672772
452 Fifth Avenue, New York, NY 10018

Jordan Hoffman (CRD# 2672772) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in New York, NY and has over 28 years of experience in the finance industry.

56
Jeanne Holmes, financial advisor Buffalo NY
Jeanne A. Holmes
CRD#: 4646401
239 Van Rensselaer Street, Floor 2, Buffalo, NY 14210

Jeanne Holmes (CRD# 4646401) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Buffalo, NY and has over 20 years of experience in the finance industry.

57
Diogo Holstein, financial advisor Miami FL
Diogo S. Holstein
CRD#: 5712259
1441 Brickell Avenue, 16th Floor, Miami, FL 33131

Diogo Holstein (CRD# 5712259) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Miami, FL and has over 11 years of experience in the finance industry.

58
Calvin Hsu, financial advisor New York NY
Calvin Hsu
CRD#: 4359200
66 Hudson Boulevard, Floor 3, New York, NY 10001

Calvin Hsu (CRD# 4359200) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in New York, NY and has over 20 years of experience in the finance industry.

59
Thomas Jaffe, financial advisor Seattle WA
Thomas A. Jaffe
CRD#: 2036472
920 5th Avenue, Suite 1375, Seattle, WA 98104

Thomas Jaffe (CRD# 2036472) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Seattle, WA and has over 30 years of experience in the finance industry.

60
Luke Jauhola, financial advisor Seattle WA
Luke Jauhola
CRD#: 4561420
920 5th Avenue, Suite 1375, Seattle, WA 98104

Luke Jauhola (CRD# 4561420) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Seattle, WA and has over 21 years of experience in the finance industry.

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Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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