Luma Financial

Luma Financial (CRD# 315033) is a financial advisory firm headquartered in Carlsbad, CA. They manage $3,189,370 in 16 accounts and serve the financial needs of clients across 2 states (or territories).

Current Firm Details
2647 Gateway Rd, Suite 105-510, Carlsbad, CA 92009
https://lumafinance.com/
By the Numbers
  • Total Assets Under Management
    3
    MILLION
  • Total Number of Accounts
    16
    ACCOUNTS
  • Average Account Value
    $199,336
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

CA, TX

Financial Advisors at Luma Financial
Showing 1 - 1 of 1 top financial advisors.
1
Albert Lu, financial advisor Carlsbad CA
Albert K. Lu
CRD#: 5882158
Carlsbad, CA

Albert Lu (CRD# 5882158) is an Investment Advisor Representative working at Luma Financial in Carlsbad, CA and has over 13 years of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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