Penniall & Associates

Penniall & Associates (CRD# 148282) is a financial advisory firm headquartered in Pasadena, CA. They manage $945,034,803 in 2,014 accounts and serve the financial needs of clients across 40 states (or territories).

By the Numbers
  • Total Assets Under Management
    945
    MILLION
  • Total Number of Accounts
    2,014
    ACCOUNTS
  • Average Account Value
    $469,233
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, ID, IL, KS, LA, MA, MD, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Penniall & Associates
Showing 1 - 10 of 28 top financial advisors.
1
Brandon L. Averill
CRD#: 5781614
123 S. Marengo Avenue, Suite 200, Pasadena, CA 91101
103
Wealthminder
score

Brandon Averill (CRD# 5781614) is an Investment Advisor Representative working AWM Capital a division of Penniall & Associates in Pasadena, CA and has over 5 years of experience in the finance industry.

2
Vanessa Y. Burnett
CRD#: 5510896
123 S. Marengo Avenue, Suite 200, Pasadena, CA 91101
101
Wealthminder
score

Vanessa Burnett (CRD# 5510896) is an Investment Advisor Representative working at Penniall & Associates in Pasadena, CA and has over 7 years of experience in the finance industry.

3
Brian R. Tinker
CRD#: 4195989
3625 Del Amo Blvd., Torrance, CA 90503
101
Wealthminder
score
Brian Tinker (CRD# 4195989) is an Investment Advisor Representative working at Penniall & Associates in Pasadena, CA and has over 16 years of experience in the finance industry. Brian Tinker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
4
James E. Altenbach
CRD#: 2255850
123 S. Marengo Avenue, Suite 200, Pasadena, CA 91101
96
Wealthminder
score

James Altenbach (CRD# 2255850) is an Investment Advisor Representative working at Penniall & Associates in Pasadena, CA and has over 24 years of experience in the finance industry.

5
Tammy N. Lee
CRD#: 4984629
1200 Newport Center Dr., Newport Beach, CA 92660
96
Wealthminder
score

Tammy Lee (CRD# 4984629) is an Investment Advisor Representative working at Penniall & Associates in Newport Beach, CA and has over 8 years of experience in the finance industry. Tammy Lee has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Shannon C. Main
CRD#: 2618544
1200 Newport Center Drive, Newport Beach, CA 92660
96
Wealthminder
score

Shannon Main (CRD# 2618544) is an Investment Advisor Representative working at Penniall & Associates in Newport Beach, CA and has over 21 years of experience in the finance industry. Shannon Main has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
David R. Penniall
CRD#: 1088267
123 S. Marengo Avenue, Suite 200, Pasadena, CA 91101
96
Wealthminder
score

David Penniall (CRD# 1088267) is an Investment Advisor Representative working at Penniall & Associates in Pasadena, CA and has over 23 years of experience in the finance industry. David Penniall has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Craig R. Watanabe
CRD#: 1177960
123 S. Marengo Avenue, Suite 200, Pasadena, CA 91101
96
Wealthminder
score

Craig Watanabe (CRD# 1177960) is an Investment Advisor Representative working at Penniall & Associates in Pasadena, CA and has over 30 years of experience in the finance industry. Craig Watanabe has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Philip V. Boucher
CRD#: 2291876
123 S. Marengo Avenue, Suite 200, Pasadena, CA 91101
93
Wealthminder
score

Philip Boucher (CRD# 2291876) is an Investment Advisor Representative working at Penniall & Associates in Pasadena, CA and has over 24 years of experience in the finance industry.

10
Sarah A. Brace
CRD#: 2807927
123 S. Marengo Avenue, Suite 200, Pasadena, CA 91101
93
Wealthminder
score

Sarah Brace (CRD# 2807927) is an Investment Advisor Representative working at Penniall & Associates in Pasadena, CA and has over 16 years of experience in the finance industry.

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