Pgim Investments LLC

Pgim Investments LLC (CRD# 105670) is a financial advisory firm headquartered in Newark, NJ. They manage $315,351,503,018 in 167 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    315,352
    MILLION
  • Total Number of Accounts
    167
    ACCOUNTS
  • Average Account Value
    $1,888,332,353
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Pgim Investments LLC
Showing 51 - 60 of 60 top financial advisors.
51
Joseph L. Thomas
CRD#: 2996023
San Marcos, CA

Joseph Thomas (CRD# 2996023) is an Investment Advisor Representative working at Pgim Investments LLC in San Marcos, CA and has over 25 years of experience in the finance industry.

52
Timothy J. Tone
CRD#: 2477336
1155 Staffler Road, Bridgewater, NJ 08807

Timothy Tone (CRD# 2477336) is an Investment Advisor Representative working at Pgim Investments LLC in Bridgewater, NJ and has over 27 years of experience in the finance industry.

53
Ivan J. Weiner
CRD#: 3064493
100 Mulberry Street, Newark, NJ 07102

Ivan Weiner (CRD# 3064493) is an Investment Advisor Representative working at Pgim Investments LLC in Newark, NJ and has over 25 years of experience in the finance industry.

54
Paul W. Woodford
CRD#: 2896843
Gainesville, VA

Paul Woodford (CRD# 2896843) is an Investment Advisor Representative working at Pgim Investments LLC in Gainesville, VA and has over 26 years of experience in the finance industry.

55
Richard J. Woodworth
CRD#: 2758202
100 Mulberry Street, 6 Gateway Center 3, Newark, NJ 07102

Richard Woodworth (CRD# 2758202) is an Investment Advisor Representative working at Pgim Investments LLC in Newark, NJ and has over 24 years of experience in the finance industry.

56
Nolan M. Hughes
CRD#: 7572040
655 Broad Street, Newark, NJ 07102

Nolan Hughes (CRD# 7572040) is an Investment Advisor Representative working at Pgim Investments LLC in Newark, NJ and has 1 year of experience in the finance industry.

57
Brian Jacobs
CRD#: 1240138
655 Broad Street, Newark, NJ 07102

Brian Jacobs (CRD# 1240138) is an Investment Advisor Representative working at Pgim Investments LLC in Newark, NJ and has over 40 years of experience in the finance industry.

58
Kevin J. Oconnor
CRD#: 7335154
655 Broad Street, Newark, NJ 07102

Kevin Oconnor (CRD# 7335154) is an Investment Advisor Representative working at Pgim Investments LLC in Newark, NJ and has over 2 years of experience in the finance industry.

59
Matthew N. Ozbalik
CRD#: 7368572
655 Broad Street, Newark, NJ 07102

Matthew Ozbalik (CRD# 7368572) is an Investment Advisor Representative working at Pgim Investments LLC in Newark, NJ and has over 2 years of experience in the finance industry.

60
Alec R. Pelletier
CRD#: 7445784
655 Broad Street, Newark, NJ 07102

Alec Pelletier (CRD# 7445784) is an Investment Advisor Representative working at Pgim Investments LLC in Newark, NJ and has over 2 years of experience in the finance industry.

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