Prospera Financial Services, Inc.

Prospera Financial Services, Inc. (CRD# 10740) is a financial advisory firm headquartered in Dallas, TX. They manage $7,913,077,866 in 20,915 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    7,913
    MILLION
  • Total Number of Accounts
    20,915
    ACCOUNTS
  • Average Account Value
    $378,345
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Prospera Financial Services, Inc.
Showing 61 - 70 of 180 top financial advisors.
61
Sean P. Gogola
CRD#: 2902655
95 S Main St, Yardley, PA 19067

Sean Gogola (CRD# 2902655) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Yardley, PA and has over 24 years of experience in the finance industry.

62
Michael J. Gomez
CRD#: 1305439
3223 South Loop 289 Suite 124, Lubbock, TX 79423

Michael Gomez (CRD# 1305439) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Lubbock, TX and has over 39 years of experience in the finance industry.

63
Jerry W. Goodman
CRD#: 1046723
1111 N Northshore Dr, Suite P-250, Knoxville, TN 37919

Jerry Goodman (CRD# 1046723) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Knoxville, TN and has over 41 years of experience in the finance industry.

64
Dylan S. Hale
CRD#: 6074308
4800 E University Blvd, Suite A, Odessa, TX 79762

Dylan Hale (CRD# 6074308) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Odessa, TX and has over 11 years of experience in the finance industry.

65
Lee C. Handley
CRD#: 2494886
1005 Sw Disk Drive, Suite 101, Bend, OR 97702

Lee Handley (CRD# 2494886) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Bend, OR and has over 29 years of experience in the finance industry.

66
Anna M. Hansen
CRD#: 6058766
1005 Sw Disk Drive, Suite 101, Bend, OR 97702

Anna Hansen (CRD# 6058766) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Bend, OR and has over 6 years of experience in the finance industry.

67
Virginia P. Hansen
CRD#: 2795516
5429 Lbj Freeway, Suite 750, Dallas, TX 75240

Virginia Hansen (CRD# 2795516) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 27 years of experience in the finance industry.

68
Troy V. Hartman
CRD#: 2936505
5429 Lbj Freeway, Suite 750, Dallas, TX 75240

Troy Hartman (CRD# 2936505) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 26 years of experience in the finance industry.

69
Katrina K. Hayes
CRD#: 870949
5429 Lbj Freeway, Suite 750, Dallas, TX 75240

Katrina Hayes (CRD# 870949) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 23 years of experience in the finance industry.

70
Lyman O. Heidtke
CRD#: 241752
5429 Lbj Freeway, Suite 750, Dallas, TX 75240

Lyman Heidtke (CRD# 241752) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 42 years of experience in the finance industry.

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